请问为什么comment 2错了而3却对了 也没有明显说law还是cfa准则更严格啊 这不是yy吗
Which of Gasana’s comments would most likely cause McGregor concern regarding his responsibilities as a CFA charterholder?
- Comment 1
- Comment 2
- Comment 3
Solution:
B is correct. Comment 2 would cause McGregor the most concern. Standard I(A) Knowledge of the Law requires that members and CFA® Program candidates must understand and comply with all applicable laws, rules, and regulations (including the CFA Institute Code of Ethics and Standards of Professional Conduct) of any government, regulatory organization, licensing agency, or professional association governing their professional activities. In the event of a conflict, members and candidates must comply with the more strict law, rule, or regulations. If applicable law is stricter than the requirements of the Code and Standard, members and candidates must adhere to applicable law; otherwise they must adhere to the Code and Standards. Gasana will need to determine which is stricter, the local regulations in Rwanda or the Code and Standard. Comment 1 and Comment 3 are both consistent with Standard IV(A) Loyalty. Standard IV(A) governs the employer-employee relationship by imposing duties and responsibilities on both parties. Members and candidates are encouraged to provide their employer with a copy of the Code and Standards. The Code and Standards will serve as a basis for questioning or challenging the employer policies and practices that conflict with the Code and Standards. The employer is responsible for a positive working environment, which includes an ethical workplace. If the firm expects to have productive employees, they must recognize their duties and responsibilities owed them. While employers are not obligated to adhere to the Code and Standards, they should not develop conflicting policies and procedures. Her comment, however, does not conflict with his responsibilities as a CFA charterholder.
