开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

𝒜𝒩𝒥𝒜 安雅🎃 · 2022年01月23日

C选项错在哪?

NO.PZ2018062009000010

问题如下:

Aaron works for company A. The company used complex quantitative analysis and evaluated that the stock price of company B would increase from $15 per share to $20 per share. He stated to clients that, “Based on the fact, the stock price of company B will increase to $20 per share, I recommend a strong buy”. From this information, we can know that:

选项:

A.

He did not violate the standard.

B.

He violated the Standards because he failed to distinguish between opinions and facts in his recommendation.

C.

He violated the Standards because he did not use reasonable judgment.

解释:

B is correct.

According to Standard V(B) Communication with Clients and Prospective Clients, it requires that members and candidates must distinguish between facts and opinions. Aaron used the conclusion of the quantitative analysis as facts and told the clients which violated this Standard.

根据CFA准则V(B)的要求,CFA会员必须清楚的区分事实与观点。Aaron将量化分析得出的结论称作事实来告诉客户,这就违反了CFA准则的要求。

如题,谢谢

1 个答案
已采纳答案

王暄_品职助教 · 2022年01月24日

C的意思是说:他违反了CFA准则是没有使用合理的判断。

他的分析过程及结果是很合理的,但却将分析得出的结论称作事实来告诉客户,所以他属于没有分清观点与事实,所以选B,而非C

  • 1

    回答
  • 0

    关注
  • 321

    浏览
相关问题

NO.PZ2018062009000010问题如下Aaron works for company The company usecomplex quantitative analysis anevaluateththe stopriof company B woulincrease from $15 per share to $20 per share. He stateto clients that, “Baseon the fact, the stopriof company B will increase to $20 per share, I recommena strong buy”. From this information, we cknow that:A.He not violate the stanrB.He violatethe Stanr because he faileto stinguish between opinions anfacts in his recommention.C.He violatethe Stanr because he not use reasonable jument. B is correct.Accorng to StanrV(Communication with Clients anProspective Clients, it requires thmembers ancantes must stinguish between facts anopinions. Aaron usethe conclusion of the quantitative analysis facts antolthe clients whiviolatethis Stanr根据CFA准则V(B)的要求,CFA会员必须清楚的区分事实与观点。Aaron将量化分析得出的结论称作事实来告诉客户,这就违反了CFA准则的要求。 怎么改表述才算观点呢

2023-11-04 23:15 1 · 回答

NO.PZ2018062009000010 问题如下 Aaron works for company The company usecomplex quantitative analysis anevaluateththe stopriof company B woulincrease from $15 per share to $20 per share. He stateto clients that, “Baseon the fact, the stopriof company B will increase to $20 per share, I recommena strong buy”. From this information, we cknow that: A.He not violate the stanr B.He violatethe Stanr because he faileto stinguish between opinions anfacts in his recommention. C.He violatethe Stanr because he not use reasonable jument. B is correct.Accorng to StanrV(Communication with Clients anProspective Clients, it requires thmembers ancantes must stinguish between facts anopinions. Aaron usethe conclusion of the quantitative analysis facts antolthe clients whiviolatethis Stanr根据CFA准则V(B)的要求,CFA会员必须清楚的区分事实与观点。Aaron将量化分析得出的结论称作事实来告诉客户,这就违反了CFA准则的要求。 啥意思啊,区分事实和观点这些题我都做错了。那怎么区分呢?这里说了用了复杂的量化分析出来的,那还不是事实吗?

2023-09-01 07:56 1 · 回答

NO.PZ2018062009000010 问题如下 Aaron works for company The company usecomplex quantitative analysis anevaluateththe stopriof company B woulincrease from $15 per share to $20 per share. He stateto clients that, “Baseon the fact, the stopriof company B will increase to $20 per share, I recommena strong buy”. From this information, we cknow that: A.He not violate the stanr B.He violatethe Stanr because he faileto stinguish between opinions anfacts in his recommention. C.He violatethe Stanr because he not use reasonable jument. B is correct.Accorng to StanrV(Communication with Clients anProspective Clients, it requires thmembers ancantes must stinguish between facts anopinions. Aaron usethe conclusion of the quantitative analysis facts antolthe clients whiviolatethis Stanr根据CFA准则V(B)的要求,CFA会员必须清楚的区分事实与观点。Aaron将量化分析得出的结论称作事实来告诉客户,这就违反了CFA准则的要求。 如题,何老师课上讲的哈

2022-08-19 21:40 1 · 回答

NO.PZ2018062009000010 这个题不是说根据模型得到的结果么?还是理解不好事实和观点这个准则的违反

2021-10-18 21:11 1 · 回答