NO.PZ2016032802000041
问题如下：
Joe, CFA, works for the IPO of mid-sized Artificial Intelligence firms at ABC investment bank. BaBa Company is one of these firms which will go public soon. Joe distributed 10% of the shares of BaBa Company to senior management in his firm before it goes public. Regarding this action, which of the following statements is most accurate?
选项：
A.Joe complied with Standard VI(A) Disclosure of Conflicts.
B.Joe violated Standard V(B) Communication with Clients and Prospective Clients.
C.Joe violated Standard III(B) Fair Dealing.
解释：
C is correct.
According to Standard III (B) Fair Dealing, in this case of IPOs, Joe takes the advantage of his position to benefit his firm's senior management and disadvantges clients which violate this standard.
baba是他的客户又怎么样呢。他只是把baba公司的股份给了一些给高管，违反内幕交易是肯定的，但是哪里违法了他客户的利益呢。
