开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

Hahahahaha · 2021年12月31日

After learning about the rating service

* 问题详情,请 查看题干

NO.PZ201604030100004206

问题如下:

6. When distributing the material at the industry conference, does Zardt violate any CFA Standards?

选项:

A.

No.

B.

Yes, because Zardt does not verify the accuracy of the information.

C.

Yes, because analysts cannot claim performance or promote the accuracy of their recommendations.

解释:

B is correct.

Zardt violated the Standard relating to Performance Presentation because he did not verify the accuracy of the return information before its distribution. According to Standard III(D), analysts may promote the success or accuracy of their recommendations, but they must make reasonable efforts to ensure that the information is fair, accurate, and complete. In addition to providing attribution, Zardt should take steps to ensure the accuracy of the data prior to distributing the material.

After learning about the rating service这句话不是表明检查验证过真实性了么

1 个答案

王暄_品职助教 · 2021年12月31日

文中用了immediately这个词表示Z同学learning之后,他并没有去调查。

题干信息并没有说他自己确认过这个业绩是准确的,反而是他立刻直接用了,所以不可以的。

dejiazheng · 2024年10月13日

感觉只要有immediately,就很容易违反