NO.PZ2018091702000021
问题如下:
Sophia is a senior manager of a plastic manufacturing corporation, 60-year-old. She has an investment portfolio with $600,000, and 75% is invested in her employer’s stocks. She is cautious and worried about future stock market, therefore, she invests only in which she is familiar with. In her risk tolerance questionnaire, she expresses low risk tolerance and wants to maintain the current value of her assets.
Tinais ajournalist, 32 years old. She has signed a 10-year contract with a local newspaper successfully since last year. Her investment portfolio is $4.3 million and all managed by herself. She has independent mind to analyze information and strong confidence to manage the portfolio well.
Christopher is a dentist, 48 years old. He is an expert and has an investment account of $7 million. He has low to medium risk tolerance. As he is busy and knows little about investment, he takes advices from his friends and colleagues. The stocks he purchased are usually "hot issues" in the market.
Regarding three clients’ different characteristics, which one would most likely be identified as a friendly follower?
选项: Tina.
Sophia.
C.Christopher.
解释:
C is correct.
考点:识别投资者类型
解析:Friendly follower 通常是被动投资者,他们倾听并接受别人的建议,不管投资的股票是否与自己的长期目标一致。三人中,Christopher几乎不懂投资,听从朋友和同事的建议,所以最有可能是friendly follower。
Tina是什么类型的?