开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

李梦璐 · 2021年12月26日

内幕消息的界定

NO.PZ2016032802000037

问题如下:

Kland, a country on an island, which allows the use of nonpublic information. Smith has a close friend, Johnson, who is CFA charterholder. Smith shared nonpublic information about several firms' earnings and M&A outside his industry with Johnson. Regarding this information, which of the following statements is most correct about Johnson's action?

选项:

A.

Johnson can trade on the information because the information has no relationship with Smith's industry.

B.

Johnson cannot trade on the information according to the Code and Standards of CFA Insititute.

C.

Johnson can trade on the nonpublic information which is allowed by the Kland's laws.

解释:

B is correct.

According to the Standard II(A) Material Non-public Information, although Kland allows the use of nonpublic information, as a CFA Charterholder, Johnson's behavior is governed by the Code and Standards of CFA Institute. This standard forbids the use of material nonpublic information, so Johnson cannot trade on the information shared by Smith.

老师,这道题哪里提到或者证明了消息的reliable呢

1 个答案

王暄_品职助教 · 2021年12月27日

Smith shared nonpublic information about several firms' earnings and M&A outside his industry with Johnson.

我标粗的地方就是可以对股价产生重大影响

关于reliable,由于题目中没有强调,我们默认Smith就是知道内幕的人,所以消息可靠。

  • 1

    回答
  • 0

    关注
  • 480

    浏览
相关问题

NO.PZ2016032802000037问题如下 Klan a country on islan whiallows the use of nonpublic information. Smith ha close frien Johnson, who is CFA charterholr. Smith sharenonpublic information about severfirms' earnings anM A outsi his instry with Johnson. Regarng this information, whiof the following statements is most correabout Johnson's action?A.Johnson ctra on the information because the information hno relationship with Smith's instry.B.Johnson cannot tra on the information accorng to the Co anStanr of CFA Insititute.C.Johnson ctra on the nonpublic information whiis allowethe Klans laws.B is correct.Accorng to the StanrII(MateriNon-public Information, although Klanallows the use of nonpublic information, a CFA Charterholr, Johnson's behavior is governethe Co anStanr of CFA Institute. This stanrforbi the use of materinonpublic information, so Johnson cannot tra on the information shareSmith.所以 这种没提及身份职位 但是出现了earning、M A关键词的题 都默认为是选 违法co?

2024-10-28 20:08 1 · 回答

NO.PZ2016032802000037 问题如下 Klan a country on islan whiallows the use of nonpublic information. Smith ha close frien Johnson, who is CFA charterholr. Smith sharenonpublic information about severfirms' earnings anM A outsi his instry with Johnson. Regarng this information, whiof the following statements is most correabout Johnson's action? A.Johnson ctra on the information because the information hno relationship with Smith's instry. B.Johnson cannot tra on the information accorng to the Co anStanr of CFA Insititute. C.Johnson ctra on the nonpublic information whiis allowethe Klans laws. B is correct.Accorng to the StanrII(MateriNon-public Information, although Klanallows the use of nonpublic information, a CFA Charterholr, Johnson's behavior is governethe Co anStanr of CFA Institute. This stanrforbi the use of materinonpublic information, so Johnson cannot tra on the information shareSmith. 并没有发现信息是否是material的证据,单纯探讨一下哈。

2024-08-05 13:16 1 · 回答

NO.PZ2016032802000037问题如下Klan a country on islan whiallows the use of nonpublic information. Smith ha close frien Johnson, who is CFA charterholr. Smith sharenonpublic information about severfirms' earnings anM A outsi his instry with Johnson. Regarng this information, whiof the following statements is most correabout Johnson's action?A.Johnson ctra on the information because the information hno relationship with Smith's instry.B.Johnson cannot tra on the information accorng to the Co anStanr of CFA Insititute.C.Johnson ctra on the nonpublic information whiis allowethe Klans laws.B is correct.Accorng to the StanrII(MateriNon-public Information, although Klanallows the use of nonpublic information, a CFA Charterholr, Johnson's behavior is governethe Co anStanr of CFA Institute. This stanrforbi the use of materinonpublic information, so Johnson cannot tra on the information shareSmith.到底是当地法律更严格还是CFA协会准则更严格啊😭好多题做下来我的记忆都不一样

2024-07-21 20:39 1 · 回答

    Smith透露的消息并不是他所在的行业内的,那么这个消息就不是reliable的,不算materinonpublic info吧

2019-12-06 11:27 1 · 回答