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简ying · 2021年08月31日

麻烦确认下

NO.PZ2016032802000001

问题如下:

Aden Roman, CFA, an investment analyst who works for a firm based in the United States. But the firm allows Aden to work at his own country which is a small city called Suvenia in Europe. Suvenia's law allows insider trading for the people who works in their country, which is prohibited in the United States. Aden thinks that because he works in his own country, he should follow Suvenia's law. Does Aden violate the Code and Standards?

选项:

A.

No, because he follows Suvenia's law which is appropriate.

B.

No, because the firm allows him to work in Suvenia and to obey Suvenia's law.

C.

Yes.

解释:

C is correct.

According to Standard I(A) Knowledge of the Law, Aden should comply with United States' law which is stricter than Suvenia's law.

cfa准则也是要放在一起进行比较得对吧?如果美国法律也不禁止内幕交易,那么最严格的就是CFA准则,同样还是不可以内幕交易,对吧?
1 个答案

王暄_品职助教 · 2021年08月31日

对的!