NO.PZ2016032802000034
问题如下：
Tribe Zhang, CFA, is a portfolio manager. One of his rich clients Pee told Tribe that he was so upset that his company, which produced artificial intelligence robot, was under investigation for the fictitious financial statements. Coincidentally, Tribe’s friend Melo was recently preparing for the listing of Pee’s company. So, Tribe quickly informed Melo about this investigation to stop Pee’s company going public. Did Tribe violate the Code and Standards?
选项：
A.Yes, because he failed to keep the confidentiality of his client's information.
B.Yes, because he didn't report to the proper authorities about this fictitious financial statements.
C.No.
解释：
A is correct.
According to Standard III(E) Preservation of Confidentiality, Tribe mustn’t tell this information to his friend although this is an illegal activity. He could only disclose this to the proper authorities if required.
老师好 不是说Member should keep client's info confidential except to authorized workers who are also working for the client， 为什么这里的朋友不能算作是authorized workers who are also working for the client, 朋友不是在帮该客户弄IPOlisting 吗？谢谢。
