NO.PZ2016032802000001
问题如下:
Aden Roman, CFA, an investment analyst who works for a firm based in the United States. But the firm allows Aden to work at his own country which is a small city called Suvenia in Europe. Suvenia's law allows insider trading for the people who works in their country, which is prohibited in the United States. Aden thinks that because he works in his own country, he should follow Suvenia's law. Does Aden violate the Code and Standards?
选项:
A.No, because he follows Suvenia's law which is appropriate.
B.No, because the firm allows him to work in Suvenia and to obey Suvenia's law.
C.Yes.
解释:
C is correct.
According to Standard I(A) Knowledge of the Law, Aden should comply with United States' law which is stricter than Suvenia's law.
老师好,知道要遵守更严格的law, 但是否如果题中主人公不是CFA or CFA candidate 是否这里就可以用local law了?谢谢。