NO.PZ201604030300004105
问题如下：
5. With regard to Locke’s condition regarding trade allocation, does Black’s response violate the CFA Institute Standards of Professional Conduct with respect to allocation reviews and interest adjustments, respectively?
选项：
A. Yes.
B. No, it violates the standards only with respect to allocation reviews.
C. No, it violates the standards only with respect to interest adjustments.
解释：
A is correct.
Client suitability for an investment must be reviewed prior to allocation, not afterward. With respect to interest adjustments, clients who were incorrectly allocated shares must be paid for the use of their cash; however, in no instance should clients suffer a loss because of an allocation error by the manager (that is, have interest removed from their portfolio even though shares are put in their account on a back-dated basis).
请问这题关于allocation的陈述为什么不对？
