NO.PZ2016082405000038
问题如下:
Which of the following participants in the securitization process is least likely to face a conflict of interest?
选项: Credit rating agency and servicer.
Servicer and underwriter.
C.Custodian and trustee.
D.Trustee and manager.
解释:
C The custodian and trustee play the least important roles in the securitization process. The servicer, originator, underwriter, credit rating agency, and manager all face conflicts of interest to varying degrees.
Credit rating agency and servicer.他们两个之间有啥关系呢,信用评级机构也是issuer去找的吧,servicer就是一个帮忙收钱、打杂的,又不是发行人,为啥会有权利管这个评级机构的选择呢?