NO.PZ2016032802000002
问题如下:
Beth Brown, CFA, was a portfolio manager of Cherry Investment. Recently, she received two tickets of a famous concert from her client Tony which are hard to buy. Tony just wanted to express the gratitude for the excess income he got from the portfolio. Beth accepted the tickets without disclosing this to her employer. Beth most likely:
选项:
A. violated the standards by failing to disclose the tickets to her employer.
B. complied with the standards because this was what she deserved.
C. violated the standards by accepting the tickets.
解释:
A is correct.
According to Standard I(B) Independence and Objectivity, Beth could accept the tickets as long as she disclosed this to her employer in advance.
个人觉得C 最准确,而且我记得何老师说如果你给顾客投的好,顾客答谢就收礼物,那还会违反other compensation 问题,而且雇主也不开心