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三言午寺 · 2021年02月12日

Investment Guidelines.是包含constrain和objective么?课上没有提到但是考了好几道了,这个是重点么?

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问题如下:

The section of the investment policy statement (IPS) that provides information about how policy may be executed, including investment constraints, is best described as the:

选项:

A.

Investment Objectives.

B.

Investment Guidelines.

C.

Statement of Duties and Responsibilities.

解释:

B  is correct.

The major components of an IPS are listed in Section 2.2 of the reading. Investment Guidelines are described as the section that provides information about how policy may be executed, including investment constraints .Statement of Duties and Responsibilities "detail[s] the duties and responsibilities of the client, the custodian of the client’s assets, the investment managers, and so forth." Investment Objectives is "a section explaining the client’s objectives in investing."

Investment Guidelines.是包含constrain和objective么?课上没有提到但是考了好几道了,这个是重点么?

三言午寺 · 2021年02月12日

还有就是policy在这里应该怎么理解呢?

1 个答案

丹丹_品职答疑助手 · 2021年02月13日

嗨,爱思考的PZer你好:


同学你好,Investment Guidelines按照原版书定义,是要包含constraints的。这部分确实在课后题中也出现了几次。

详细内容我们会在三级部分进行讲解并且深度考查,同学只需要做到将老师上课强调的知识点记忆,课后习题作为知识点的考查及补充。不用过分担心这个章节。


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虽然现在很辛苦,但努力过的感觉真的很好,加油!