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xiaonan_Cc · 2020年11月11日

问一道题:NO.PZ201604030300004701

* 问题详情,请 查看题干

问题如下:

1. According to the CFA Institute Standards of Professional Conduct, before accepting the position on the board of the subsidiary, Riser should:

选项:

A.

receive verbal consent from Swibank.

B.

receive verbal consent from his clients.

C.

disclose to his employer the financial compensation proposed by the subsidiary.

解释:

C is correct.

According to Standard IV(B), members must not accept compensation that competes with their employers’ interest unless they obtain written consent from all parties involved. Thus Riser must receive written, not verbal, consent from his employer before accepting the position on the subsidiary’s board. According to the recommended procedures for compliance, Riser should make an immediate written report to his employer specifying the terms of the agreement; the nature of the compensation; the approximate amount of the compensation; and the duration of the agreement. The Standards do not require that members receive permission from clients before accepting board positions.

老师,请问答案解析的最后一句“The Standards do not require that members receive permission from clients before accepting board positions."是指可以在得到同意之前接受职位吗?

1 个答案

Debrah_品职答疑助手 · 2020年11月11日

嗨,努力学习的PZer你好:


这句话翻译过来是说:该标准不要求会员在接受董事会职位之前,必须获得客户的许可。


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努力的时光都是限量版,加油!


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