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FrankSun · 2020年11月02日

老师,这道题A错了毫无疑问,但是B和C之间有点分不清楚。

Q. Mailaka Securities (MS) advertises the use of a “bottom up” investment style in its marketing material. Recently, MS senior management decided to switch to a “top down” approach, citing the fact that it is less labor intensive. All other aspects of the research process are to remain the same. The head of research at MS, Mara Cherogony, CFA, is instructed to supervise the implementation of the new procedures, notify clients of the changes, and revise the text of marketing materials when new material is produced. Which of the following CFA Standards pertaining to Investment Analysis, Recommendations, and Actions is Cherogony least likely in danger of violating?

  1. Supervisory Responsibility
  2. Communication with Clients
  3. Diligence and Reasonable Basis


老师,这道题A错了毫无疑问,但是B和C之间有点分不清楚。不是都完全通知客户了吗?是不是事因为通知的不够?谢谢指点

1 个答案
已采纳答案

Debrah_品职答疑助手 · 2020年11月02日

嗨,努力学习的PZer你好:


请同学提供题目来源,答案及解析,我们方便分析。品职目前只针对原版书课后题,及品职出题做出回答。因为别的来源的题目有些并不是很好,望理解


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就算太阳没有迎着我们而来,我们正在朝着它而去,加油!


FrankSun · 2020年11月09日

这是CFA官网的课后题哈老师

FrankSun · 2020年11月09日

答案太长了...贴不上来...算了,忽略了吧

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