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扑扑扑 · 2020年10月14日

问一道题:NO.PZ2018062009000010

问题如下:

Aaron works for company A. The company used complex quantitative analysis and evaluated that the stock price of company B would increase from $15 per share to $20 per share. He stated to clients that, “Based on the fact, the stock price of company B will increase to $20 per share, I recommend a strong buy”. From this information, we can know that:

选项:

A.

He did not violate the standard.

B.

He violated the Standards because he failed to distinguish between opinions and facts in his recommendation.

C.

He violated the Standards because he did not use reasonable judgment.

解释:

B is correct.

According to Standard V(B) Communication with Clients and Prospective Clients, it requires that members and candidates must distinguish between facts and opinions. Aaron used the conclusion of the quantitative analysis as facts and told the clients which violated this Standard.

这种错误陈述有涉及到misrepresentation吗?

1 个答案

Debrah_品职答疑助手 · 2020年10月15日

嗨,从没放弃的小努力你好:


你理解的对,也违反了I(C)misrepresentation


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!


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