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朱诗怡 · 2020年06月09日

问一道题:NO.PZ2018062002000037

问题如下:

Adair, a financial analyst, has recently been hired by country's government as a consultant on financial market regulation whose financial markets are in an early development's stage. His first priority is to prepare a list of regulatory objective in the financial market.Which of the following objective is least likely to be included in this list?

选项:

A.

Reduce agency problems that exist in the financial markets.

B.

Ensure the fairness and orderliness of the financial markets.

C.

Make sure that the return on the stock market at least equal to the risk-free return.

解释:

Make sure that the return on the stock market is at least equal to the risk-free return is not an objective of market regulation. Stock investment is a risky investment. it often happen that returns from equity market investments are not only well below risk-free rates, but may also be a negative number. Reduce agency problems that exist in the financial markets and ensure the fairness and orderliness of the financial markets are objectives of market regulation.

这个考察的是哪个知识点?

1 个答案

Debrah_品职答疑助手 · 2020年06月10日

同学你好,是market regulation这个考点,问题是,。保证市场的公平公正(B选项)和降低代理问题(A选项)都是市场监管的目标,但是C选项的保证市场收益率等于无风险收益率,显然和监管无关。

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