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风乎舞雩 · 2020年05月23日

问一道题：NO.PZ2016031101000002

  1. CFA III
  2. GIPS

问题如下：

Firm A is a multinational investment firm, with offices around the world including Japan, Australia, the United Kingdom, and the United States. Although all of its offices are part of the global parent, each office is registered with the appropriate national regulatory authority and each is held out to clients and potential clients as a distinct business entity. Firm A (US) claims compliance with the GIPS standards. What should the definition of the firm disclosure be?

选项：

解释：

Sample Disclosure: "Firm A is defined as an independent management firm with offices in Japan, Australia, the United Kingdom, and the United States. Firm A (US) is a subsidiary of Firm A serving US clients. Firm A also has subsidiaries in the United Kingdom, Australia, and Japan." (See Section 3.1 of the reading.)

没明白，题目说的是firm a 有一堆海外分支，然后说firm a (US)宣称遵守GIPS，然后问如何定义firm

为什么答案不是定义这个firm a (us)呢？因为是它宣称遵守GIPS，所以即便是定义firm，不也应该站在它的角度上来定义吗

跟母公司有什么关系呢？题目又没说母公司宣称遵守GIPS

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已采纳答案

Olive_品职助教 · 2020年05月24日

嗨，从没放弃的小努力你好：


要求要“define the firm as broadly as possible”，要完整定义Firm A（US），肯定要提到它的母公司，要说清楚它有母公司，母公司除了它还有别的分支。最终目标是为了“reduces the likelihood of confusion among investors and regulators over the intended applicability of a claim of compliance.”


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虽然现在很辛苦，但努力过的感觉真的很好，加油！


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