问题如下:
Recently Analyst Bob is studying regulatory environment in a country. He finds that
1. "Juydee" is an independent regulator but not a SRO.
2. "Wedidey" is a SRO but not an independent regulator.
Bob conclude that companies that subordinate to "Wedidey" should comply with the rules which set and enforced by "Wedidey". Bob’s conclusion is
选项:
A.correct
B.incorrect
C.Uncertain
解释:
A is correct.
考点:Classification of Regulations and Regulators
解析:"Wedidey"是一个SRO,因此他的权威不是来自政府授予,而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。
这道理前面同学已经问过,但是没有给出答案。第一,是行业协会为什么是一定要遵守?第二,如果行业协会都是要遵守,那是不是全部监管都是要遵守?