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ʜ ᴀ ᴢ ᴇ ʟ · 2020年03月11日

问一道题:NO.PZ2018062002000014 [ CFA I ]

问题如下:

An investment that tracks the S&P 500 stock market index is the Standard & Poor’s Depositary Receipts (SPDRs). Which of the following statements is correct?

选项:

A.

Purchases and sales of SPDRs during an average trading day are best described as primary market transactions in a pooled investment.

B.

Purchases and sales of SPDRs during an average trading day are best described as secondary market transactions in a pooled investment.

C.

Purchases and sales of SPDRs during an average trading day are best described as secondary market transactions in an actively managed investment.

解释:

B is correct.

SPDRs is a pooled investment vehicle and trading in the secondary market.

请问c为什么不对呢?
1 个答案

maggie_品职助教 · 2020年03月12日

嗨,从没放弃的小努力你好:


1、SPDR被动的跟踪大盘指数,属于pooled investment vehicles。 pooled investment vehicles是一篮子证券的集合理财产品,其分散化效果很好,通常是被动型基金经理选择的投资产品。而各种证券交易是在二级市场上进行的。因此买卖SPDR是一种在二级市场上交易的pooled investment vehicles。

2、C错在说SPDR是主动投资型投资产品。


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!


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