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次第花开 · 2020年01月03日

问一道题:NO.PZ201511190100000401

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问题如下:

When advising his clients, Wang is least likely to:

选项:

A.

educate Perez on the benefits on portfolio diversification.

B.

limit Johnson’s role in the investment decision-making process.

C.

provide Patel with details like standard deviations and Sharpe ratios.

解释:

C is correct.

This would not be an effective way to advise Patel. Given Patel’s information, he is likely to be more receptive to “big picture” advice that does not dwell on details like standard deviations and Sharpe ratios. He is emotionally biased and providing excessive cognitive detail will lose his attention. He needs to be convinced of his advisor’s general philosophy first and then, as trust is gained, he will respond to advice and take action. (Patel is a Passive Preserver.)

B选项中限制客户参与投资的过程,为什么是对的呢

1 个答案

企鹅_品职助教 · 2020年01月07日

嗨,从没放弃的小努力你好:


J同学是AA,她的投资过度集中,是有问题的。虽然她不喜欢被限制,但是如果放任这样的投资者自己做决定,造成了损失就是基金经理失职。所以这个时候基金经理需要限制他做决策,自己控制局面take control of the situation。

 


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!


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