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Yanni · 2019年12月02日

问一道题:NO.PZ2016032801000013 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

这道题是什么意思呢 不太明白

1 个答案

包包_品职助教 · 2019年12月03日

嗨,努力学习的PZer你好:


题干的意思是说:

Jurgen是一名投资组合经理。她所在公司的一位客户告诉Jurgen,他将根据自己投资组合每年的资本增值,在公司提供的补偿之外对Jurgen进行补偿。Jurgen应:

说明客户想给Jurgen 一些额外的补偿,这是additional compensation,需要先获得雇主的书面同意才能收


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NO.PZ2016032801000013 问题如下 Jurgen is a portfolio manager. One of her firm’s clients htolJurgen thhe will compensate her beyonthe compensation proviher firm on the basis of the capitappreciation of his portfolio eayear. Jurgen shoul A.Turn wn the aitioncompensation because it will result in conflicts with the interests of other clients’ accounts. B.Turn wn the aitioncompensation because it will create une pressure on her to achieve strong short-term performance. C.Obtain permission from her employer prior to accepting the compensation arrangement. C is correct.This question involves StanrIV(–AitionCompensation Arrangements. The arrangement scribein the question — whereJurgen woulcompensatebeyonthe compensation proviher firm, on the basis of account’s performan — is not a violation of the Stanr long Jurgen scloses the arrangement in writing to her employer anobtains permission from her employer prior to entering into the arrangement. Answers A anB are incorrect; although the private compensation arrangement coulconfliwith the interests of other clients anleto short-term performanpressures, members ancantes menter into suagreements long they have sclosethe arrangements to their employer anobtainepermission for the arrangement from their employer. 知道是C,但是A也貌似有道理,可以说一下A哪里不准确吗?谢谢。

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