问一道题：NO.PZ2018091706000050 [ 2019.06 CFA II ]-有问必答-品职教育专注CFA ESG FRM CPA 考研等财经培训课程

NO.PZ2018091706000050 问题如下 Recently Analyst Bob is stuing regulatory environment in a country. He fin that1. \"Juye\" is inpennt regulator but not a SRO. 2. \"Wey\" is a SRO but not inpennt regulator.Bob conclu thcompanies thsubornate to \"Wey\" shoulcomply with the rules whiset anenforce\"Wey\". Bob’s conclusion is A.corre B.incorre C.Uncertain A is correct.考点Classification of Regulations anRegulators解析\"Wey\"是一个SRO，因此他的权威不是来自政府授予，而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。如题，谢谢

2024-01-24 04:18 1 · 回答

NO.PZ2018091706000050问题如下Recently Analyst Bob is stuing regulatory environment in a country. He fin that1. \"Juye\" is inpennt regulator but not a SRO. 2. \"Wey\" is a SRO but not inpennt regulator.Bob conclu thcompanies thsubornate to \"Wey\" shoulcomply with the rules whiset anenforce\"Wey\". Bob’s conclusion is A.correB.incorrectC.Uncertain A is correct.考点Classification of Regulations anRegulators解析\"Wey\"是一个SRO，因此他的权威不是来自政府授予，而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。SRO是独立监管的子类，题目是不是有问题？

2022-11-12 17:50 1 · 回答

NO.PZ2018091706000050 问题如下 Recently Analyst Bob is stuing regulatory environment in a country. He fin that1. \"Juye\" is inpennt regulator but not a SRO. 2. \"Wey\" is a SRO but not inpennt regulator.Bob conclu thcompanies thsubornate to \"Wey\" shoulcomply with the rules whiset anenforce\"Wey\". Bob’s conclusion is A.corre B.incorre C.Uncertain A is correct.考点Classification of Regulations anRegulators解析\"Wey\"是一个SRO，因此他的权威不是来自政府授予，而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。如题

2022-07-12 23:00 1 · 回答

NO.PZ2018091706000050 问题如下 Recently Analyst Bob is stuing regulatory environment in a country. He fin that1. \"Juye\" is inpennt regulator but not a SRO. 2. \"Wey\" is a SRO but not inpennt regulator.Bob conclu thcompanies thsubornate to \"Wey\" shoulcomply with the rules whiset anenforce\"Wey\". Bob’s conclusion is A.corre B.incorre C.Uncertain A is correct.考点Classification of Regulations anRegulators解析\"Wey\"是一个SRO，因此他的权威不是来自政府授予，而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。本题对于W的描述就是错误的，然后让判断SRO能干啥，这咋判断？如果真要考SRO的知识点，能不能直接给一个SRO然后说能做啥，而不是错误描述SRO

2022-04-26 16:30 2 · 回答

NO.PZ2018091706000050 incorreUncertain A is correct. 考点Classification of Regulations anRegulators 解析\"Wey\"是一个SRO，因此他的权威不是来自政府授予，而是来自行业内部的自律。SRO内部成员应该积极遵守组织所制定的各项规则条款。所以Bob的推论正确。我理解SRO可以set制定政策，但是不是政府部门可以有权enforce吗？

2022-01-28 00:18 1 · 回答

问一道题：NO.PZ2018091706000050 [ 2019.06 CFA II ]

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