The new risk-based regulations also require companies to gather client information as part of know-your-client and anti-money-laundering processes. Bukenya creates a confidentiality policy restricting access to existing and prospective client information. The information is only available to personnel who are authorized by the existing or prospective client. The one exception is if the client or prospective client is thought to be conducting illegal activities. In this circumstance, the information can be released without authorization if the information is demanded through a court order or other legal requirement.
Q. Does Bukenya’s confidentiality policy most likely violate Standard III(E)–Preservation of Confidentiality?
- No.
- Yes, with regard to type of information.
- Yes, with regard to client status
Solution
C is correct. Standard III(E)–Preservation of Confidentiality requires information about former clients, as well as existing and prospective clients, to be kept confidential unless the law requires the disclosure or permission has been given to disclose the information. Jacaranda’s policies cover only existing and prospective clients.
这题解释的什么意思，完全没看明白
