问题如下图:
选项:
A.
B.
C.
解释:
不是说在介绍客户之前就应该披露吗?为什么要在receive之后才披露,难道这个不违反吗?
NO.PZ2016032802000043 问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct? A.Lemon en't violate the Co anStanr. B.Lemon violates the Co anStanr sclosing this cooperation to the clients. C.Lemon violates the Co anStanr establishing this cooperation. A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance. 1、不是应该在建立合作之前就批露吗?那都收到客户了,才批露,不晚吗 ?没看到题目哪里体现出提前的?2、Trish违反了吗?
NO.PZ2016032802000043问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct?A.Lemon en't violate the Co anStanr.B.Lemon violates the Co anStanr sclosing this cooperation to the clients.C.Lemon violates the Co anStanr establishing this cooperation.A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance.成立的新公司算不算同业竞争关系,推荐客户需要向雇主披露并取得同意不
NO.PZ2016032802000043 问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct? A.Lemon en't violate the Co anStanr. B.Lemon violates the Co anStanr sclosing this cooperation to the clients. C.Lemon violates the Co anStanr establishing this cooperation. A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance. 题干中Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe,不应该是提前披露吗,答案解析中也是说“in aance”,怎么理解其中的差别,谢谢。
NO.PZ2016032802000043 问题如下 Trish, a portfolio manager in ve Company. Recently, he establishes a cooperation with asset management company calleLemon. The cooperation states thif he cintropotenticlients to Lemon, it cgive ve business in return. Lemon then scloses this cooperation in the report to his clients long they receive clients from Tribe. Accorng to the information, whiof the following statements is most likely correct? A.Lemon en't violate the Co anStanr. B.Lemon violates the Co anStanr sclosing this cooperation to the clients. C.Lemon violates the Co anStanr establishing this cooperation. A is correct.Accorng to StanrVI(ReferrFees, Lemon complies with this stanr When Lemon receives the clients, he will write a report to sclose this cooperation in aance. 介绍费应该披露给client,prospective client以及employer,这道题虽然没有关于 Tribe需要披露给她的employer,但是Lemon这家公司应该披露给client,prospective client,题目只说了披露给来自Tribe介绍的客户。没有披露给所有相关方啊
NO.PZ2016032802000043 想到confintiality这一条里面说不能透露客户信息,连客户的名字都不能泄露,这里怎么理解呢?