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wsmn · 2019年03月30日

问一道题:NO.PZ2016040303000039 [ CFA III ]

问题如下图:

选项:

A.

B.

C.

解释:

此题不是有说得到了written permission了么?为何也不能披露过去业绩

1 个答案

发亮_品职助教 · 2019年04月02日

和这道题相关的准则是:Standard III(D)-Performance Presentation,其中这条准则是这么说的:

When communicating investment performance information, must make reasonable efforts to make sure that it is fair, accurate, and complete.

也就是说和客户沟通业绩时,要做到:Fair, Accurate和Complete.

本题情况是得到了原雇主的同意,所以可以用原雇主的业绩数据。

但是注意题干第一句,原来的Equity fund是有5个Manager共同管理的,本题的主人Paper是其中Value-focused的基金经理之一,所以在披露这个Fund的业绩时,要说明该Fund业绩不是他独立完成的,是团队完成的,这样才能保证披露的Accurate, Fair, and Complete.

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