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jackychen · 2017年04月23日

问一道题:NO.PZ2016040301000030 [ CFA II ]

问题如下图:

    

选项:

A.

B.

C.

为什么只能 买research?有效提高客户回报的不行吗?

1 个答案

竹子 · 2017年04月24日

这一题,C选项表达的是最正确的。

你的意思是用做CFA的考试费用是可以的么?

首先,CFA考试费用不是直接用于帮助客户做投资决策的,CFA可以improving investment skills,但不能确保可以提高回报。

其次,提高自己的investment skills是基金经理本来就应该做到的事情,而不是让客户帮自己买单。

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NO.PZ2016040301000030问题如下Stafforis a portfolio manager for a specializereestate mutufun Her firm clearly scribes in the funs prospectus its soft llpolicies.Stafforcis thentering the CFA Progrwill enhanher investment cision-making skill ancis to use the funs soft llaccount to pthe registration anexfees for the CFA Program. Whiof the following statements is most likely correct?A.Staffornot violate the Co anStanr because the prospectus informeinvestors of the funs soft llpolicies.B.Stafforviolatethe Co anStanr because improving her investment skills is not a reasonable use of the soft llaccount.C.Stafforviolatethe Co anStanr because the CFA Progres not meet the finition of researalloweto purchasewith brokerage commissions.C is correct.Answer Accorng to StanrIII(–Loyalty, Prunce, anCare, the CFA Progrwoulconsirea personor firm expense anshoulnot paifor with the funs brokerage commissions. Soft llaccounts shouluseonly to purchase researservices threctly assist the investment manager in the investment cision-making process, not to assist the management of the firm or to further ecation. Thus, answer A is incorrect. Answer B is incorrebecause the reasonableness of how the money is useis not issue; the issue is thecationexpense is not research. 这一题我觉得B、C都是错的,为什么是C,求高手解答

2022-07-08 10:29 1 · 回答

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2021-08-25 14:08 1 · 回答

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2020-10-17 14:44 3 · 回答

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2020-10-12 14:11 1 · 回答

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2020-10-08 01:05 1 · 回答