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aileen20180623 · 2018年11月17日

问一道题:NO.PZ2016032802000037 [ CFA I ]

问题如下图:

    

选项:

A.

B.

C.

解释:


1。simth 分享的信息不是simth的行业里的(outside his industry)。所以wei什么J不可以交易?

2.是否Simth也违背内幕信息,因为透露给J?

2 个答案

mango · 2019年06月09日

因为Smith分享的不是自己行业的信息 所以是不是有non-material 的嫌疑?谢谢!

品职辅导员_小明 · 2018年11月18日

1. 有个原则就是要遵守更严格的规定,CFA的准则是禁止内幕交易的,比当地法律要更为严格,所以S同学是要准则CFA的准则的,所以不能交易

2. S同学也违反了,他主动透露了内幕消息,大的原则是自己不能用,也不能给别人用

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NO.PZ2016032802000037 老师,这道题哪里提到或者证明了消息的reliable呢

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2019-12-06 11:27 1 · 回答