NO.PZ202301190200001001
问题如下:
By executing trades based on the information she receives from the biotechnology consultant employees, Kim least likely violates the CFA Institute Standards of Professional Conduct concerning:
选项:
A.Market Manipulation.
B.Material Nonpublic Information.
C.Diligence and Reasonable Basis.
解释:
根据CFA Institute的《道德规范与专业行为准则》,标准 II(B)市场操纵,要求避免任何形式的市场操控或其他不当的市场行为。Kim根据生物技术顾问员工获得的信息执行交易,尽管这些信息是非公开的,但并未显示出任何刻意操控市场价格或通过虚假交易来影响市场价格。
使用重大非公开信息也违反diligence and reasonable basis?