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一根法棍 · 2025年04月27日

这个知识点在讲义上有吗

NO.PZ2022061307000022

问题如下:

Question Dark pools are best described as:

选项:

A.trading venues that exercise little regulatory authority over their subscribers.

B.operated by investment dealers that specialize in high-risk securities.

C.certain groups of similar assets that issue securities representing shared ownership.

解释:

Solution

A is correct. Dark pools are trading venues that function like exchanges but do not exercise regulatory authority over their subscribers except with respect to the conduct of their trading in those venues.

B is incorrect. Dark pools may be operated by investment dealers but do not necessarily trade high risk securities.

C is incorrect. This is the definition of pooled investment vehicles

暗池主要是进行哪类投资

1 个答案

王园圆_品职助教 · 2025年04月27日

嗨,努力学习的PZer你好:


同学你好,有的,请看以下基础班讲义截图黄色部分,这里说了很多ATMs就被称为dark pool,而ATMs的特点就是不受监管约束,和这里的A选项是可以对应起来的

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虽然现在很辛苦,但努力过的感觉真的很好,加油!

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