开发者:上海品职教育科技有限公司 隐私政策详情

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Ivy1917 · 2025年04月21日

这道题可以解释下为什么么

NO.PZ2025041601000028

问题如下:

Beatrix Kang, CFA, is the new chief compliance officer at CV Investments (CVI), a large investment firm. Kang reviews the firm's compliance procedures and believes they are adequate. She does identify the need to update the electronic signature section in these procedures. She assigns Ben Lee, CFA, to review all staff electronic signatures. After Lee's review, Kang provides clear, written guidelines for acceptable electronic signature usage and integrates the updated section into CVI's Code of Ethics.Question

According to the Standards, Kang should have:

选项:

A.A.declined in writing to accept supervisory responsibility.

B.B.separated the updated section from the Code of Ethics.

C.C.avoided delegating the review of the electronic signatures to Lee.

解释:

  • recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct

不理解为什么这么选择 可以解释一下么

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