可以解释一下这道题目么

问题如下：

Who most likely cleared Pierce?

选项：

A.Her firm’s compliance officer

B.The CFA Institute Professional Conduct Program

C.Both her firm’s compliance officer and the CFA Institute Professional Conduct Program

解释：

1. Correct. The firm’s compliance officer cleared Pierce. When Pierce was first hired, she would be responsible only for abiding by her firm’s policies and procedures because she is not yet a CFA candidate or CFA charterholder. Any violation would therefore only be investigated and any determination of wrongdoing would only involve her firm’s compliance officer. The firm’s claim of compliance with the Code and Standards does not dictate that CFA Institute will become involved with any violation of a firm’s policies. The Code of Ethics and Standards of Professional Conduct are applicable only to members of CFA Institute and CFA candidates. At the time of her hiring, Pierce was not a candidate in the CFA Program. Therefore, she was not directly responsible for abiding by the CFA Institute Standards of Professional Conduct. Consequently, any violation at that time, regardless of severity, would not be investigated by the CFA Institute Professional Conduct Program. Once accepted into the CFA Program, however, any violations by Pierce would be subject to investigation by the CFA Institute Professional Conduct Program.

2. Incorrect. The firm’s compliance officer cleared Pierce. When Pierce was first hired, she would be responsible only for abiding by her firm’s policies and procedures because she is not yet a CFA candidate or CFA charterholder. Any violation would therefore only be investigated and any determination of wrongdoing would only involve her firm’s compliance officer. The firm’s claim of compliance with the Code and Standards does not dictate that CFA Institute will become involved with any violation of a firm’s policies. The Code of Ethics and Standards of Professional Conduct are applicable only to members of CFA Institute and CFA candidates. At the time of her hiring, Pierce was not a candidate in the CFA Program. Therefore, she was not directly responsible for abiding by the CFA Institute Standards of Professional Conduct. Consequently, any violation at that time, regardless of severity, would not be investigated by the CFA Institute Professional Conduct Program. Once accepted into the CFA Program, however, any violations by Pierce would be subject to investigation by the CFA Institute Professional Conduct Program.

3. Incorrect. The firm’s compliance officer cleared Pierce. When Pierce was first hired, she would be responsible only for abiding by her firm’s policies and procedures because she is not yet a CFA candidate or CFA charterholder. Any violation would therefore only be investigated and any determination of wrongdoing would only involve her firm’s compliance officer. The firm’s claim of compliance with the Code and Standards does not dictate that CFA Institute will become involved with any violation of a firm’s policies. The Code of Ethics and Standards of Professional Conduct are applicable only to members of CFA Institute and CFA candidates. At the time of her hiring, Pierce was not a candidate in the CFA Program. Therefore, she was not directly responsible for abiding by the CFA Institute Standards of Professional Conduct. Consequently, any violation at that time, regardless of severity, would not be investigated by the CFA Institute Professional Conduct Program. Once accepted into the CFA Program, however, any violations by Pierce would be subject to investigation by the CFA Institute Professional Conduct Program.

• recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct