开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

小熊猫 · 2025年04月18日

a选项的知识点在课件哪里?

NO.PZ2019052001000054

问题如下:

The following propositions are all about BHCs. Which of the following options is the most correct?

选项:

A.

BHC's internal control policy requires BHC's senior management to provide sufficient information to the board of directors to enable the board to understand the risk exposure of BHC.

B.

The Federal Reserve's Capital Plan Rule requires BHCs to maintain an effective process for assessing capital adequacy for BHCs with total consolidated assets of $100 billion or greater.

C.

Changes in policy content such as dividend policy and repurchase agreements will not be reflected in the capital policy of BHCs.

D.

Capital contingency plans such as the suspension of repurchase agreements and the reduction of dividends are all important parts of BHCs' capital policy.

解释:

D is correct.

考点:BHCs

解析:D选项:BHC的压力测试和情景分析,包含为BHCs设计的许多情景,比如说对手方违约等。所以D选择正确。

A选项:A选项的内容并不在internal controls policy中,而是在政府政策中。

B选项:数字错了,应该是50billion及以上。

C选项:capital contingency plans 比如说回购协议的暂停、股利的减少等,都是BHCs资本政策的重要部分。

a选项的知识点在课件哪里?

1 个答案

李坏_品职助教 · 2025年04月18日

嗨,努力学习的PZer你好:


这个在讲义里没有。只能用排除法判断。


internal control policy里面没有要求BHC的管理层去给董事会汇报风险敞口的问题。这个汇报风险敞口是属于管理层的基本的工作内容,不需要通过internal control再去要求了。




----------------------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!