开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

卓越 · 2025年04月16日

道德政治献金问题

Julian Huang, a government lobbyist, is another key member of Kim’s expert network. Huang keeps in constant contact with the many lobbyists involved in biotechnology issues and has close relationships with many legislators. Recently, legislators proposed restricting biotechnology research. If the legislation had passed, it would have reduced valuations across the board for biotech stocks. Kim led the hedge fund industry’s efforts to successfully fight this change. She personally donated a large sum of money to support these efforts and raised funds from the hedge fund community to fight this proposed legislation.




这题为什么他用自己的钱影响了立法是不违规的,这个行为不是会影响到他的生物科技股票吗?

Application里面有相似的案例,结果却是违规的。




1 个答案

王暄_品职助教 · 2025年04月16日

因为她通过合法途径(游说、捐款)影响立法,且没有利用内幕信息或操纵市场。CFA准则不禁止专业人士参与政策倡导,只要手段合法透明。她的行为属于正常的行业利益维护,而非为个人持仓牟利(若她利用未公开信息交易才违规)。题目无证据表明她的捐款或游说涉及利益冲突或违法,因此不违规。

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