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Kitty · 2025年03月19日

为什么a和c选项不对呢

NO.PZ2023021602000043

问题如下:

Molly Burnett, CFA, is a portfolio manager for a fund that only invests in environmentally friendly companies. A multinational utility company recently acquired one of the fund's best-performing investments, a wind power company. The wind power company's shareholders received utility company shares as part of the merger agreement. The utility has one of the worst environmental records in the industry, but its shares have been one of the top performers over the past 12 months. Because the utility pays a high dividend every three months, Burnett holds the utility shares until the remaining two dividends are paid for the year then sells the shares. Burnett most likely violated the CFA Institute Standard of Professional Conduct concerning:

选项:

A.Avoid or disclose conflicts.

B.Suitability.

C.Independence and Objectivity.

解释:

The utility is not a suitable investment for a fund that only invests in companies with good environmental records. Continuing to hold this investment, therefore, was a violation of Standard III(C)–Suitability.


可以解释一下这道题的意思,思路怎么做的嘛

1 个答案

王暄_品职助教 · 2025年03月19日

A选项:目中没有提到Burnett存在利益冲突。她的行为是持有不符合基金投资目标的股票,而非涉及个人利益与客户利益的冲突。

C选项:题目中没有证据表明Burnett的独立性和客观性受到影响。她的行为是基于投资决策,而非受到外部压力或偏见的影响。

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