请问老师,此题何处体现fair dealing和material non-publich information? 能否解释下此题?学科风暴中的这题看着有点晕,不理解。谢谢!
Alex Thompson, CFA, serving as Director of Growth at Global Asset Management (GAM), a prominent mutual fund company in the US, faces intense pressure to boost company earnings. To win a deal with a major hedge fund client in Asia, Thompson recently sanctioned special conditions in the client contract. The terms allow this hedge fund to conduct trades in GAM’s mutual funds six hours post the closure of the US markets, a practice forbidden by US regulations. Has Thompson breached any CFA Institute Standards of Professional Conduct?
B
Yes, pertaining to fair dealing
C
Yes, concerning both fair dealing and material nonpublic information