NO.PZ2024022002000038
问题如下:
Justin Blake, CFA, a retired investment professional, owns significant shares in a minor publicly-traded company. Concerned about its future, he writes encouraging online messages to spur purchases of the stock. Which CFA Institute Standards has Blake likely breached?
选项:
A.Both Integrity of Capital Markets and Conflicts of Interest
B.Only Integrity of Capital Markets
C.Neither Integrity of Capital Markets nor Conflicts of Interest
解释:
Option B is correct. Blake's actions contravene the Integrity of Capital Markets standard by potentially manipulating market activity, aligning with Standard II(B). However, there's no violation of the Conflicts of Interest standard as it necessitates disclosure in professional relationships, which isn't the case here.他都拥有大量shares,不存在利益冲突吗?
此外再问一句:handbook的道德题有做的价值吗?题目看着都很别扭