NO.PZ202301190200000406
问题如下:
After accepting Naivasha’s invitation, which of the following actions is the most appropriate for Ravinder to implement to avoid violating CFA Institute Standards of Professional Conduct? She should:选项:
A.only share Naivasha’s nonmaterial information.
B.exclude purchases of Naivasha shares for client portfolios.
C.refuse to attend Staple strategy meetings related to Naivasha.
解释:
根据CFA Institute的《道德规范与专业行为准则》,标准I(B)客观独立性,Ravinder在成为Naivasha董事后,应该避免涉及涉及Naivasha的任何内部信息和决策。最合适的做法是拒绝参与涉及Naivasha的任何策略会议,以避免信息泄露和利益冲突。
为什么不是限制购买呢,B选项?