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花儿。 · 2025年01月12日

这道题不知道考什么，没理解题意

  1. CFA I

NO.PZ2024022002000019

问题如下：

Within the CFA Institute Standards of Professional Conduct, Standard I–Professionalism, which behavior is most likely specified? Members and candidates are expected to:

选项：

A.Avoid any professional actions that involve dishonesty, fraud, or deceit, or any behavior that negatively impacts their professional reputation, integrity, or competence.

B.Prioritize the integrity of the investment profession and the interests of clients over their own personal interests.

C.Continuously enhance their professional skills and actively contribute to the development of other investment professionals' competencies.

解释：

Option A is the correct response. The CFA Institute Standards of Professional Conduct, Standard I–Professionalism (D) Misconduct, specifically states that members and candidates should refrain from any professional conduct that is dishonest, fraudulent, or deceitful, or that adversely affects their professional reputation, integrity, or competence. Option B and Option C, while important, are part of the CFA Institute Code of Ethics and not directly under Standard I–Professionalism of the Standards of Professional Conduct.

这道题不知道考什么，没理解题意

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1 个答案

王暄_品职助教 · 2025年01月13日

这道题考察的是对CFA道德准则中Standard I–Professionalism的理解。具体来说，这道题目要求识别出哪一项行为最符合Standard I–Professionalism中的具体规定。

  • 选项A：避免任何涉及不诚实、欺诈或欺骗的专业行为，或任何损害其专业声誉、诚信或能力的行为。
  • 这是正确的答案。是I(D)的要求
  • 选项B：将投资行业的诚信和客户利益置于个人利益之上。
  • 虽然这是一个非常重要的原则，但他属于Standard II的要求，并非Standard I
  • 选项C：不断提升自己的专业技能，并积极促进其他投资专业人士的能力发展。
  • 其实这也是I(E)的内容，因此，选项C也是正确的。

本题有两个正确选项，已经反馈负责人~谢谢您的提问


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