NO.PZ2024022002000156
问题如下:
Under the Suitability Standard, what are the obligations of a member managing a mutual fund?
选项:
A.Solely adhere to the investment strategy as outlined in the fund's official mandate.
B.Exclusively assess if the fund is suitable for potential investors buying shares.
C.Both adhere to the fund's mandate and evaluate the fund's suitability for potential investors.
解释:
Option A is correct. In line with Standard III (C), Suitability, the primary duty of a mutual fund manager is to align the investment decisions with the fund’s explicitly stated strategy. Evaluating the fund’s suitability for potential investors falls outside the scope of this responsibility.Exclusively assess是啥意思?穷举还是唯一?