NO.PZ2024022002000227
问题如下:
In a scenario where an employee from a notable investment company discloses client-specific data to the CFA Institute amid an ethics investigation, counter to legal mandates on privacy, does this action conflict with the ethical guidelines?
选项:
A.Not at all.
B.Yes, infringing upon the fair dealing ethical guideline.
C.Yes, infringing upon the guideline concerning legal compliance.
解释:
Option C is undeniably accurate. Standard I (A), Knowledge of the Law, mandates professionals to be fully aware and compliant with all governing laws and regulations regarding their conduct. Given that the law explicitly prohibits such disclosure of client information, revealing such data without legal permission directly contravenes this standard, signifying a clear breach of ethical obligations as outlined by the CFA Institute.这一题出自handbook的哪里?12版的吗?课上讲到了吗?谢谢