开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

Enjoy · 2024年11月07日

No.PZ2023122506000017 (选择题)

Emily Tucker, CFA, is a financial analyst at Bowron Consolidated. Bowron has numerous subsidiaries and is actively involved in mergers and acquisitions to expand its businesses. Tucker analyzes a number of potential acquisition candidates, including Hanchin Corporation. When Tucker speaks with the CEO of Bowron, she indicates that many of the companies she has looked at would be attractive acquisition targets for Bowron. After her discussion with the CEO, Tucker purchases 100,000 shares of Hanchin at $200 per share. Bowron does not have any pre-clearance procedures, so the next time she meets with the CEO, Tucker mentions she owns shares of Hanchin. The CEO thanks her for this information but does not ask for any details. Two weeks later, Tucker sees a company-wide email from the CEO announcing Bowron's acquisition of Hanchin for $250 a share. With regards to her purchase of Hanchin stock, Tucker least likely violated the Standard relating to:

您的回答A, 正确答案是: C

A

不正确loyalty.

B

priority of transactions.

C

material nonpublic information.

不理解这样做哪里违反了忠诚?

1 个答案

王暄_品职助教 · 2024年11月08日

因为她没有给公司机会利用她的分析或推荐来首先进行投资,而是自己先行动了。这种行为可能会被视为对公司利益的损害,因为她可能通过提前购买股票而获得了公司本可以获得的利益。

  • 1

    回答
  • 0

    关注
  • 27

    浏览
相关问题