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burnwood · 2024年08月28日

请问兼职是不违背misconduct的吗

NO.PZ2024022002000253

问题如下:

In her role at Greensky Investment, Rita Melmo engages in undisclosed weekend work for a non-profit, where she arranges for a truck purchase, resulting in the non-profit overpaying by $500, a sum she benefits from through equivalent retail vouchers. Which CFA Standard violation is most applicable?

选项:

A.Failing to inform GI of her non-profit role. B.Arranging a deal that financially disadvantages the charity. C.Both the nondisclosure of her non-profit work and the arrangement of a financially disadvantageous deal.

解释:

Option B is correct. According to CFA Standard I (D) concerning Misconduct, engaging in actions that are deceitful or that adversely impact one’s professional standing is prohibited. By causing the charity to overpay for the truck, Melmo's actions are fraudulent and detract from her integrity as a financial professional.

请问兼职是不违背misconduct的吗

1 个答案

王暄_品职助教 · 2024年08月28日

简直本身只要不和本职工作产生冲突,完全可以干,所以兼职这件事并不违反misconduct

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