NO.PZ2023021602000078
问题如下:
Adira Badawi, CFA, who owns a research and consulting company, is an independent board member of a leading cement manufacturer in a small local market. Because of Badawi's expertise in the cement industry, a foreign cement manufacturer looking to enter the local market has hired him to undertake a feasibility study. Under what circumstances can Badawi most likely undertake the assignment without violating the CFA Institute Code of Ethics and Standards of Professional Conduct?
选项:
A.He makes full disclosure to both companies.
B.He signs confidentiality agreements with both companies.
C.He receives written permission from the local company.
解释:
Making full and fair disclosure of all matters that could reasonably be expected to impair one's independence and objectivity or interfere with respective duties to one's clients is required by Standard VI(A)–Disclosure of Conflicts.这题为什么不需要得到原公司的许可?什么情况下只需要披露,什么情况下只需要拿到许可?