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珈柠 · 2024年08月18日

CFA|

NO.PZ2023021602000071

问题如下:

Which of the following statements concerning requirements under Standard V(B)–Communication with Clients and Prospective Clients is least likely accurate? This standard requires members and candidates to:

选项:

A.divulge the number of investment related personnel responsible for external communication.

B.distinguish between fact and opinion in the presentation of investment analysis and recommendations.

C.disclose the basic format and general principles of the investment process.

解释:

Standard V(B)–Communication with Clients and Prospective Clients does not limit the type or number of staff responsible for external communication.

老师能帮忙解释一下A选项的意思吗?不太明白

1 个答案
已采纳答案

王暄_品职助教 · 2024年08月18日

A选项中的“divulge the number of investment related personnel responsible for external communication”意思是“泄露(或公开)负责外部沟通的投资相关人员的数量”。在这里,“divulge”是一个动词,意思是泄露或公开信息,尤其是通常被认为是秘密或私有的信息。根据CFA协会V(B)—与客户和潜在客户沟通,并没有要求成员或候选人泄露或公开他们公司中负责外部沟通的投资相关人员的具体数量。这是因为这种信息可能被视为公司的内部信息,不一定需要与客户或潜在客户分享。

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