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小菜菜 · 2024年07月20日

purchase on margin的意思是融资买入吗？

  1. CFA III
  2. Equity

NO.PZ2023010903000021

问题如下：

At the next board meeting, Cullen begins by introducing passive investing to Sapphire’s board. He states that open-end mutual funds and exchange-traded funds (ETFs) are appropriate approaches. Both alternatives are readily available, offer a broad spectrum of investment choices, and are easy to buy and sell. He makes the following comments comparing the two alternatives.

l 1 Both mutual funds and ETFs can be purchased on margin.

l 2 Investors can take short positions in ETFs but not in mutual funds.

l 3 Both mutual funds and ETFs have the same degree of liquidity.

In comparing mutual funds and ETFs, Cullen is most accurate in:

选项：

A.

Comment 1

B.

Comment 2

C.

Comment 3

解释：

Only ETF investors can take short positions.

A is incorrect. Only ETF investors can purchase shares on margin.

C is incorrect. Mutual funds and ETFs do not have the same degree of liquidity. Although ETFs allow for inter-day trading they could experience periods of market illiquidity. Mutual fund units are redeemed directly from the mutual fund.

请教一下老师，purchase on margin的意思是融资买入吗？

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笛子_品职助教 · 2024年07月21日

嗨，努力学习的PZer你好：


purchase on margin的意思是融资买入吗？

Hello，亲爱的同学~

同学理解正确。

purchase on margin的意思是融资买入。

同学注意，这里的融资买入，仅仅指，向券商融资，也就是保证金交易。

margin是保证金的意思。只有向券商融资，才有保证金这个概念。

如果是向银行融资，例如从信用卡里借钱出来买股票买基金，这不属于purchase on margin。


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