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PEI · 2024年07月05日

在事后不是做了fundamental analysis吗？这也不算分析彻底了？

  1. CFA III
  2. Ethics

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NO.PZ201604030300004804

问题如下：

4. Does Danko’s decision to purchase shares that are recommended as a "strong buy" violate the CFA Institute Standards?

选项：

A.

No.

B.

Yes, because Danko must have a reasonable and adequate basis prior to purchasing the shares.

C.

Yes, because Danko must give non-discretionary accounts the opportunity to purchase equities at the same time he purchases equities in the discretionary accounts.

解释：

B is correct.

Investment decision-making due to speed or based on third-party research alone is insufficient for meeting the standard set by Standard V(A).

在事后不是做了fundamental analysis吗？这也不算分析彻底了？

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1 个答案

王暄_品职助教 · 2024年07月05日

根据CFA Institute的标准，投资决策不能仅仅基于速度或第三方的研究结果，而需要有合理且充分的分析和判断（Standard V(A)）。

虽然Danko在事后进行了基本面分析，但他的购买决策主要是基于FTI的“强烈买入”推荐，而不是基于他自己的深入分析。这违反了CFA Institute关于投资决策需要有合理且充分基础的标准。


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