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EmilyZhou · 2024年06月16日

老师可以讲一下investment guidelines 怎么理解吗?看了讲义也没有看明白

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问题如下:

If the investor's willingness to take on investment risk is high, but the investor's ability to take on risk is low, which of the following statements is most accurate?

选项:

A.

The high willingness to take on investment risk will prevail in the advisor's assessment.

B.

The investment advisor will ask the investor to do another questionnaire.

C.

The low ability to take on investment risk will prevail in the advisor's assessment.

解释:

C is correct.

When the risk willingness and risk ability has some conflict, we should use the lower one to represent the risk tolerance.

老师可以讲一下investment guidelines 怎么理解吗?看了讲义也没有看明白

1 个答案

Kiko_品职助教 · 2024年06月17日

嗨,努力学习的PZer你好:


Investment guidelines指的是根据客户需求制定投资规范,描述policy如何执行(比如允许使用杠杆或者衍生品等等),以及policy中的投资限制(比如禁止投资烟酒行业等)。都会在Investment guidelines体现,这是IPS比较重要的组成部分。

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虽然现在很辛苦,但努力过的感觉真的很好,加油!