NO.PZ201604030300004302
问题如下：
2. Are Jollie’s 8 April trade of the second bond and Mahsud Financial’s policy on market manipulation, respectively, consistent with CFA Institute Standards on market manipulation?
选项：
A.Both Jollie’s 8 April trade of the second bond and Mahsud Financial’s policy on market manipulation are consistent with CFA Institute Standards.
B.Jollie’s 8 April trade of the second bond is inconsistent and Mahsud Financial’s policy on market manipulation is consistent with CFA Institute Standards.
C.Jollie’s 8 April trade of the second bond is consistent and Mahsud Financial’s policy on market manipulation is inconsistent with CFA Institute Standards.
解释：
A is correct.
Jollie’s transaction is a legitimate market order in a thinly-traded security, and Mahsud Financial’s policy statement is consistent with CFA Institute Standards relating to the Integrity of Capital Markets.
市场操纵，如果只是看主观意愿进行判定，那是不是所有人都可以说自己是无意的，扭曲市场价格都是为了做市？
而且我觉得，主人公明明可以有办法，例如分批下单、隐藏下单等等方式，从而减小甚至消除对市场价格信号的扭曲，但主人公没有这么做，证监会查起来，不会因为这支股票交易量小、主人公无意中一下子下了大体量的单，而不对主人公进行处罚
