NO.PZ202304110100000401
问题如下：
Are Excerpts 2 and 3 of Crawfood’s compliance procedures consistent with the CFA Institute Standards of Professional Conduct?
选项：
A.
Yes.
B.
No, because Excerpt 2 applies only to officers and their direct reports.
C.
No, because Excerpt 3 does not require employees to achieve public dissemination.
解释：
Excerpt 2 is inconsistent with CFA Standards because it addresses only officers and only their direct reports, that is, employees whom they directly supervise. Standard IV (C) states that “any investment professionals who have employees subject to their control or influence” exercise supervisory responsibility. According to The Standards of Practice Handbook, “members and candidates who supervise large numbers of employees cannot personally evaluate the conduct of their employees on a continuing basis. Although these members . . . may delegate supervisory duties, such delegation does not relieve them of their supervisory responsibility.” Excerpt 3 is consistent with CFA Standards. It is based on a quote from the Standards of Practice Handbook stating that “if a member or candidate determines that information is material, the member . . . should make reasonable efforts to achieve public dissemination.” Members are not required to achieve public dissemination and those bound by a duty of loyalty or a duty to preserve confidentiality would refrain from doing so because it would breach their duty.
Excerpt 3 is consistent with CFA Standards. It is based on a quote from the
Standards of Practice Handbook stating that “if a member or candidate determines that information is material, the member . . . should make reasonable efforts to achieve public dissemination.”
Members are not required to
achieve public dissemination and those bound by a duty of loyalty or a duty to preserve confidentiality would refrain from doing so because it would breach their duty.
解释里最后这两句不是矛盾的吗？强化班总结时候专门说过，知道了重大非公开信息也不需要去让它公开化、公司有他们自己的计划（和上面第二段一致）。为什么这里不选C？
